Town and City Boundaries and Annexation

The revolution in 1775 established that the colony of Virginia was independent from England. A state constitution was adopted by the Fifth Revolutionary Convention in 1776, the last of the conventions that served between the end of the House of Burgesses in 1774 and the establishment of the General Assembly in 1776.

That 1776 state constitution centralized all political power in the state government as the representative of the people. The House of Burgesses had chartered local municipal governments, and the General Assembly continued to establish new counties and cities as subunits of the state government, but the power of "we the people" has never flowed up from the people to a simple hierarchy of local government, then state government, and finally to the Federal governments. All local government jurisdictions in Virginia (cities, counties, and towns) were created by the colonial/state legislature, and the state has supreme power over local government.

Philosophers may consider that all power belongs first to the people, and therefore smaller units of government (Home Owner Associations, neighborhood advisory committees, etc.) serve as the building blocks of democracy. However, in Virginia political authority starts at the state level. Authority to make decisions trickles down to the cities, counties, towns, and regional agencies only when the state legislature grants authority via charters to local governments and regional organizations.

Local governments are subordinate to state authority. Reinforcing this point, the Virginia Supreme Court has adopted the Dillon Rule, based on the philosophy of Judge Dillon in Iowa. He considered local government to be easier to corrupt than state government, so it was wiser to place power in the state rather than local officials.

Virginia law, as interpreted under the Dillon Rule, severely limits the freedom of local governments. The Virginia Supreme Court requires that the General Assembly make a clear delegation of specific authority to local governments, before those governments are empowered to act. For example, the legislature has refused to authorize counties/cities to pass an Adequate Public Facilities ordinance. Some counties/cities may desire to limit development on private property until schools, roads, parks, and other public services meet a local standard of "adequate," to minimize new traffic congestion and overcrowded schools - but the General Assembly has refused to empower local governments to impose such restrictions.

The General Assembly controls the boundaries of towns and cities (and created them in the first place). Virginia towns and cities exist only as subdivisions of the state, not through any independent compact with "the people." The first three charters were granted to Jamestown, Williamsburg, and Norfolk (which was initially called a "borough"). Each charter was a unique document reflecting the circumstances of each community.

The distinction between a town and city was not significant (except in terms of civic pride) until after the Civil War and a new state constitution was adopted in 1869, under the leadership of Judge Underwood. By the 1902 Constitution, in a confusing evolution of case law and legislative practice rather than by a single simple act of the General Assembly, cities had become politically independent from surrounding counties while towns remained subunits of counties. Expanding the boundaries of a town did not remove voters or tax base from a county.

Incorporating an area into a city, however, meant that residents in the annexed area no longer could vote for county officials nor would they pay county taxes. (Until additional revisions in the state constitution in 1970, there was also a distinction between "first class" cities with 10,000 people and above vs."second class" cities with a minimum of just 5,000 people.)

pattern of Norfolk's growth through annexations, 1845-1959
pattern of Norfolk's growth through annexations, 1845-1959
Source: City of Norfolk Map Gallery

Why would local governments need to expand their boundaries?
Typically a colonial town charter would authorize surveying something like 50 acres into 100 lots. After the original lots had been sold, and population had grown outside the boundaries, expansion was often proposed via a petition from landowners adjacent to the town. Landowners asked for their properties to be annexed into the town, so they could qualify for town services - paved streets, water, sewer, etc. Landowners calculated that the higher taxes for town services would be offset by reduced utility rates, increased fire and police protection, etc.

The process of annexation kept taxes (as well as services...) low in the counties, and allowed town/city officials to manage logical extensions of services and to shape development that otherwise would occur outside the city boundaries. By 1902, after an annexation the rural counties were no longer obliged to pay for servicing the population and acreage that was incorporated into a city. Counties stayed rural and focused on agriculture, cities offered extra services to landowners and charged higher taxes, and the separation between the rural/developed areas was marked by the city boundary.

Why would the state be involved in annexation disputes?
An act of the General Assembly was required to modify town/city boundaries because the state legislature had created the municipal corporation in the first place. The 1902 Constitution created an alternative mechanism for dealing with annexations, reducing workload (and some politically-hard choices) for members of the General Assemnbly. After 1902, a panel of judges could rule on annexation requests and decide on the appropriate boundaries when counties, towns, or cities disputed a proposed annexation. (Since all judges are appointed by the General Assembly, judges will always be aware of the political impact of their decisionin resolving annexation disputes.).

After World War I, annexation disputes became far more common. Counties grew so fast that they developed their own urban constituency. Residents adacent to cities began to resist annexation, and county officials desired to maintain their responsibilities for developed areas. The old pattern of folding all urbanizing areas into cities, expanding the power of city officials and shrinking the population and tax base of the counties, became politically unacceptable. After World War II, county officials in Tidewater were particularly concerned about who would end up in control of the development of their region. Counties and cities engaged in complicated merger and annexation disputes, and finally established a ring of independent cities that blocked Norfolk from expanding.

Since 1975, the General Assembly has essentially blocked creation of new cities.

What role does the Federal government play in annexation?
Since passage of the Voting Rights Act of 1965, the Federal government has examines annexation proposals in Virginia and other Southern states with a history of racial discrimination. The Federal government sought to ensure that annexations would not dilute the voting power of blacks excessively. A typical annexation of a suburb to a central city will add more white voters to the city, potentially blocking blacks for getting elected to political office. In the 1970's in particular, the racial composition of cities like Richmond was not mirrored by the racial composition of the City Councils. Blacks would often vote as a bloc, or "bullet vote" for just one or two candidates, to ensure some blacks would be elected to office. Any annexation that added more white voters was scrutinized by the Justice Department to ensre the impact on the voting rights of minorities were not diminished.

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